Restricted Insurance Agents - Incidental Sale of Insurance Forms
The online application system has recently been enhanced and currently applies to all application categories other than an Amendment to a Restricted Insurance Agent's (RIA) Designated Official, which requires the completion of a paper application.
Refer to the applicable User Guides and/or Amendment Information - When to Notify the Council of Changes before submitting an application to the ICM.
*Restricted Insurance Agent (RIA) Applications who are applying as the Designated Official of the entity are Authorized by (sponsored by) the sponsoring insurance company
Online Application (*refer to the above)
Application to Change Designated Official
Certificate of Authority / Non-Resident Endorsement Request Form