Restricted Insurance Agents - Incidental Sale of Insurance Forms

The online application system has recently been enhanced and currently applies to all application categories other than an Amendment to a Restricted Insurance Agent's (RIA) Designated Official, which requires the completion of a paper application.

Refer to the applicable User Guides and/or Amendment Information - When to Notify the Council of Changes before submitting an application to the ICM.

Online Application (*refer to the above)

Employees of Other Entities Application

Application to Change Designated Official

Certificate of Authority Request Form